7 U.S. Code § 12d: Commission action for noncompliance

7 U.S. Code § 12d 7 U.S. Code § 12d is about Commission action for noncompliance with export sales reporting requirements. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. The Commission may, in accordance with the procedures provided for in this chapter, refuse to register, register conditionally, or suspend, […]

7 U.S. Code § 12c: Disciplinary actions

7 U.S. Code § 12c 7 U.S. Code § 12c is about Disciplinary actions. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Action taken; written notice of reasons for action(1)Any exchange or the Commission if the exchange fails to act, may suspend, expel, or otherwise discipline any person […]

7 U.S. Code § 12b: Trading ban violations; prohibition

7 U.S. Code § 12b 7 U.S. Code § 12b is about Trading ban violations; prohibition. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. It shall be unlawful for any person, against whom there is outstanding any order of the Commission prohibiting him from trading on or subject to […]

7 U.S. Code § 12a: Registration of commodity dealers

7 U.S. Code § 12a 7 U.S. Code § 12a is about Registration of commodity dealers and associated persons; regulation of registered entities. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. The Commission is authorized— (1)to register futures commission merchants, associated persons of futures commission merchants, introducing brokers, associated […]

7 U.S. Code § 12: Public disclosure

7 U.S. Code § 12 7 U.S. Code § 12 is about Public disclosure. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Investigations respecting operations of boards of trade and others subject to this chapter; publication of results; restrictions; information received from foreign futures authorities; undercover operations; notice […]

7 U.S. Code § 11: Vacation on request of designation

7 U.S. Code § 11 7 U.S. Code § 11 is about Vacation on request of designation or registration as “registered entity”; redesignation or reregistration. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. Any person that has been designated or registered a registered entity in the manner provided in […]

7 U.S. Code § 10a: Cooperative associations and corporations

7 U.S. Code § 10a 7 U.S. Code § 10a is about Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) No board of trade which has been designated or […]

7 U.S. Code § 9c: Notice of investigations and enforcement

7 U.S. Code § 9c 7 U.S. Code § 9c is about Notice of investigations and enforcement actions. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order […]

7 U.S. Code § 9b: Rules prohibiting deceptive

7 U.S. Code § 9b 7 U.S. Code § 9b is about Rules prohibiting deceptive and other abusive telemarketing acts or practices. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (1) Except as provided in paragraph (2), not later than six months after the effective date of rules promulgated […]

7 U.S. Code § 9a: Assessment of money penalties

7 U.S. Code § 9a 7 U.S. Code § 9a is about Assessment of money penalties. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (1) In determining the amount of the money penalty assessed under section 9 of this title, the Commission shall consider the appropriateness of such penalty […]