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Texas Administrative Code Title 1 Section 78.7

1 Texas Administrative Code § 78.7 – Exemptions from Registration for Certain Professional Services

(a) In certain circumstances, Occupations Code, § RSA 2051.005, exempts from registration a person licensed or registered by the state as:

(1) a dealer, agent, investment adviser, or investment adviser representative;

(2) a real estate broker or salesperson;

(3) an insurance agent; or

(4) another professional.


(b) For purposes of this section, “another professional” means a person holding a license or registration issued by this state that authorizes the person to perform the type of financial services that the person is performing for the athlete.

See also  Rule 8006 United States Federal Rules of Bankruptcy Procedure

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